Registered Investment Advisors

Registered Investment Advisors  

Registered Investment Advisor (RIA) Insurance

Proliability protects the unique needs of Registered Investment Advisors and their non-licensed staff. We offer coverage that gives you peace of mind to do your job. 


Read more about our coverage details.

How it Works



Coverage Details*

  • Top-Rated Insurance Carrier

    CNA is the 8th largest US commercial property and casualty insurer* with assets of $57.8 billion


    *Based on CNA at a Glance and the CNA Financial Corporation Supplemental Financial Information available on the CNA website.

  • Limits Available

    • $1m/$1m
    • $1m/$2m
    • $1m/$3m
  • Quick Issue

    Apply, Pay, Bind and Print your Certificate of Insurance in less than 5 minutes.
  • Peace of Mind for Your Business

    Secretarial, clerical and administrative personnel are insured if acting as such on behalf of the insured.
  • Peace of Mind for Your Family

    Coverage extended to spouses, domestic partners, estates, heirs or legal representatives for claims arising out of their status as such.
  • Additional Coverage Benefits

    • Competitive Rates
    • Prior Acts Coverage going back to the first continuous E&O policy subject to policy provisions
    • Coverage for any corporation, partnership, or other business entity owned or controlled by an Insured for rendering or failing to render Professional Services
    • Buy direct - no membership required
    • Reduced retentions for Indexed & Fixed Annuities and Disability Income Insurance
    • Wire Transfer Claim Endorsement available
    • Privacy Protection Endorsement available

*Some features described above are subject to eligibility and pertain to coverage for effective dates on or prior to October 9, 2020.  Additional information about the program for those with effective dates on and after October 10, 2020 may be viewed by selecting “Get a Quote” and entering your effective date to continue.


Contact Us

   Proliability, powered by Mercer
     12421 Meredith Drive
     Urbandale, IA 50398

     (8:00 a.m. to 5:00 p.m. CT, M-F)



We’re backed by a global leader in insurance brokerage and risk management, helping us provide coverage you can depend on.

peace of mind

Peace of Mind

Because we’re a leading provider of professional liability insurance, you can count on us to deliver solid protection and financial security.

Read the Reviews

We don't just want your business. We want to be your partner.
Hear from professionals just like you who choose Proliability for their professional liability insurance.